Investment Management Services

At Wake Robin Financial Advisors, we provide independent fee-only investment management for individuals, families, trusts and qualified retirement plans. Our approach to investment planning and asset allocation is based on understanding your financial goals and risk tolerance.

We create investment strategies tailored to your needs by seeking to:

  • Develop and monitor a diversified portfolio in line with your risk tolerance, goals and time horizon
  • Seek the appropriate balance of growth to outpace inflation as well as income to meet your cash flow needs over time
  • Generate competitive performance utilizing Morningstar Research and portfolio analysis

Through Fidelity Institutional Wealth Services, we have access to a wide array of research and financial products and services including:

  • Cash, CDs and money market funds
  • low-cost ETFs, index funds and no-load mutual funds
  • Variable annuities
  • Individual stocks and bonds with minimal trading costs

Each client receives a written Investment Plan which sets forth a recommended strategic asset allocation. Portfolios are then implemented, monitored and re-balanced over time. Performance reports and market commentary are provided quarterly.

Investment Management Services include a periodic financial review which includes the following:

  • Review of any change in clients’ financial circumstances and progress towards attainment of financial goals
  • Year-end planning review including realized capital gains estimates and tax loss harvesting
  • Review of favorable withdrawal methods to meet cash flow needs and minimum distribution requirement from IRAs and other retirement plans

Compensation for investment management services are billed quarterly in advance and are based on assets under management as follows:

  • $0 – 500,000
  • 65 basis points
  • $500,001 – 1,000,000
  • 50 basis points
  • $1,000,001 – 1,500,000
  • 37.5 basis points
  • $1,500,001– 2,000,000
  • 30 basis points
  • $2,000,001+
  • 25 basis points

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